SEC Enforcement Search

Before investing in any public company or dealing with any individual related to a potential investment opportunity search against such company or individual to determine whether such company or individual has been subject of any SEC regulatory or enforcement action which has been the subject of the following SEC actions:

• SEC Trading Suspensions
• SEC Litigation Releases
• SEC Administrative Acts
• SEC Commission Opinions
• SEC Initial Decisions
• SEC News Digest

For complete listings, please conduct a search at the SEC website.

For Canadian Public Companies or individuals relating to potential investment opportunities, please contact the following Securities Commissions directly:

Alberta Securities Commission
British Columbia Securities Commission
Newfoundland and Labrador, Securities Division, Department of Government Services and Lands
Nova Scotia Securities Commission
Ontario Securities Commission
Prince Edward Island, Department of Community Affairs & Attorney General
Quebec Securities Commission